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Attorney Ms. Kim Mi-Jung is a financial regulatory expert who has built extensive experience in the financial sector over many years. She responds swiftly to emerging trends and issues and provides clients with optimal solutions.

Ms. Kim possesses deep expertise and exceptional insight into financial regulation based on her experience working both at a financial institution (NH Investment & Securities) and at the Financial Supervisory Service (FSS), where she handled a wide range of practical and legal matters. In particular, during more than nine years at the FSS, she developed a profound understanding of financial regulation while working across several departments: at the Asset Management Inspection Bureau she provided legal advice on inspections and sanctions imposed on financial companies; at the Legal Affairs Office she oversaw litigation matters and reviewed issues related to inspection and supervision; and at the Corporate Disclosure Bureau she handled disclosure regulation matters, including periodic disclosure, issuance disclosure, and shareholding disclosure.

Subsequently, during approximately five years at Jipyong LLC, she actively advised on responses to inspections and sanctions by financial supervisory authorities, the introduction of responsibility maps under the governance framework, and matters relating to virtual assets, NFTs, and investment contract securities. She also successfully handled advisory work concerning regulatory investigations into disclosure violations, unfair trading practices, and accounting supervision involving listed companies.

Her representative matters include advisory services on responsibility maps for financial holding companies, banks, credit finance companies, securities firms, and asset management companies; advisory services on responses to inspections and sanctions relating to the mis-selling of private funds such as the Optimus Fund and the Lime Fund; advisory services to domestic securities companies on FSS inspections related to contracts for difference (CFDs); advisory services to the Korea Credit Finance Association and the Korea Federation of Savings Banks on the establishment of standard internal control standards and consumer protection standards under the Financial Consumer Protection Act; advisory services to S Savings Bank on establishing an internal control system in preparation for the implementation of the Financial Consumer Protection Act; advisory services to T 바카라사이트, an art fractional investment business operator, on restructuring its business model and issuing investment contract securities; advisory services to numerous companies preparing for IPOs in responding to FSS investigations into disclosure violations; and advisory services to executives of S 바카라사이트, a listed 바카라사이트, in responding to FSS investigations into unfair trading practices.

Ms. Kim currently serves as an external member of several organizations, including a Professional Member of the Financial Dispute Mediation Committee of the Financial Supervisory Service (2022–present), an Integrity Citizen Auditor of the Financial Supervisory Service (2025–present), a Member of the ESG Management Committee of the Korea Inclusive Finance Agency (2023–2025), an Advisory Member of the Management Rationalization Support Advisory Council of the National Credit Union Federation of Korea (2024–present), and a Director of the Financial Lawyers Association of the Korean Bar Association (2022–present). She was also selected as a "Leading Lawyer" in the Securities & Finance field by Legal Times in 2024 and 2025.

Advisory on Inspections and Sanctions by Financial Supervisory Authorities

- Advised N Securities 바카라사이트 on responding to sanctions by financial supervisory authorities related to the Optimus Fund

- Advised W Bank and H Bank on responding to sanctions by financial supervisory authorities relating to private funds such as the Lime Fund and the Italy Healthcare Fund

- Advised K Securities 바카라사이트 on responding to inspections by the Financial Supervisory Service relating to contracts for difference (CFDs)

Internal Control Advisory, Including Responsibility Maps for Financial Companies

- Advised on the introduction of responsibility maps following amendments to the Financial Companies Governance Act (A Financial Holding 바카라사이트, A Bank, A Capital 바카라사이트, K Securities, K Asset Management 바카라사이트, etc.)

- Advised H Securities 바카라사이트 on establishing a compliance management system

- Advised S Savings Bank on establishing an internal control framework in preparation for the implementation of the Financial Consumer Protection Act

- Advised the Korea Credit Finance Association and the Korea Federation of Savings Banks on the establishment of standard internal control standards and consumer protection standards under the Financial Consumer Protection Act

Advisory on Investment Contract Securities, Virtual Assets, and NFTs

- Advised T 바카라사이트, an art fractional investment business operator, on restructuring its business model and issuing investment contract securities

- Advised W 바카라사이트 and B 바카라사이트 on the classification of tokens and NFTs related to Web3.0-based metaverse and gaming platforms as virtual assets and/or securities

- Conducted legal and institutional research projects for public institutions regarding NFT regulatory improvements and the promotion of blockchain

Advisory on Investigations into Disclosure Violations, Unfair Trading, and Accounting Supervision

- Advised numerous companies preparing for IPOs in responding to Financial Supervisory Service investigations into disclosure violations

- Advised companies (including S 바카라사이트 and K 바카라사이트) in responding to Financial Supervisory Service investigations concerning the use of material non-public information

- Advised companies (including D 바카라사이트 and S 바카라사이트) in responding to accounting supervision by the Financial Supervisory Service

Financial Regulatory Advisory and Financial Dispute Advisory

- Advised numerous financial companies on financial regulatory laws such as the Capital Markets Act and the Financial Consumer Protection Act (K Securities, B Securities, D Securities, E Asset Management, B Asset Management, etc.)

- Advised fund distributors on investor compensation measures relating to the mis-selling of private funds (N Securities 바카라사이트, H Bank, etc.)

Publications

- Commentary on the Financial Consumer Protection Act (co-author), Parkyoungsa, 2023

Awards

- Commendation from the Governor of the Financial Supervisory Service, 2016

- Legal Times, "Leading Lawyer" in the Securities & Finance field, 2024–2025